SECRETARY OF LABOR, |
|
Complainant, |
|
v. |
OSHRC Docket Nos. 00-1268 &
00-1637 |
STAHL ROOFING, INC., |
|
Respondent. |
|
DECISION
Before:
RAILTON, Chairman; ROGERS and STEPHENS, Commissioners.
BY
THE COMMISSION:
Before
us is a decision in two cases involving Stahl Roofing, Inc. Each case arises out
of an inspection by a compliance officer of the Occupational Safety and Health
Administration (“OSHA”) of a worksite where Stahl was installing roofing on new
homes. As a result of those inspections, OSHA issued citations alleging that
Stahl had violated construction safety and health standards on fall protection
and eye protection. Stahl contested the citations, and a hearing was held
before Administrative Law Judge Sidney J. Goldstein, who affirmed the
citations. For the reasons below, we reverse the judge’s findings and vacate
the citations.
Docket No. 00-1268Background
On
June 2, 2000, a compliance officer was driving through a subdivision near
Loveland, Colorado, when he saw two men installing asphalt shingles on the roof
of a house. Although one of the roofers was wearing a safety harness connected
to an anchoring point at the ridge, it appeared that the other roofer was not
“tied off.” It also appeared that one of the men was using a pneumatic nail gun
but was not wearing eye protection. Based on these observations, OSHA cited
Stahl for a serious violation of the eye protection standard at 29 C.F.R.
§ 1926.102(a)(1) and a serious violation of the fall protection standard at 29 C.F.R.
§ 1926.501(b)(11). After Stahl contested the citation, the Secretary filed
a complaint in which she amended the fall protection item to allege a violation
of section 1926.501(b)(13),
instead of the section originally specified. The judge affirmed both
items of the citation, and Stahl sought review of the judge’s decision.
The
crew at this site was made up of three roofers. The job began on June 1, 2000,
and was in its second day when the compliance officer observed the employees on
the roof. The peak of the roof was approximately 28 feet high and its eaves
were approximately 23 feet above the ground. Stahl’s field supervisor for this
area, David Scherer, had visited the worksite twice on June 1– early in the
morning and then again later that afternoon. During the first visit, he
determined that the employees had the necessary fall protection and eye
protection. When he returned, the roofers were working on the roof, all of them
were tied off, and they were wearing eye protection. Scherer also visited the
site on June 2, the morning of the OSHA inspection, before the employees went
onto the roof. He determined that they had the appropriate safety equipment. He
left to perform other duties and learned about the OSHA inspection from his
office. He immediately returned to the office and traveled to the worksite with
Stahl’s safety manager, Donald Smith. When they arrived, the compliance officer
had left, but the two employees admitted that they had been working without
proper eye or fall protection. Stahl issued both employees written warnings
that afternoon and fined them $100 each.
Stahl
does not assign a supervisor to each jobsite full time. Its field supervisors
are each assigned a different territory, and crews are assigned wherever work
happens to be. The number of crews for which a supervisor is responsible will
therefore vary from day to day, but the supervisor is expected to visit each
worksite in his territory at least once a day. During the period covered by
these cases, June through August, 2000, Stahl averaged 70-80 jobs a week, with
each job lasting one or two days. On a typical day, Stahl would have 13-14
crews working, all overseen by seven supervisors plus the company’s safety
director and its safety manager. The safety director and the safety manager
both conducted unannounced worksite visits to observe the company’s employees.
Previously,
Stahl was cited by OSHA for fall protection violations. In 1995, a citation was
issued but withdrawn by OSHA after meeting with Stahl. In 1998, Stahl was cited
twice in a two-week period by different OSHA offices, but both citations were
withdrawn pursuant to settlement agreements.
Discussion
The
only issue on review is whether the Secretary has carried her burden of
establishing that Stahl had knowledge of the violations. There is no suggestion here that Stahl had actual knowledge of the
violations committed by its roofers. The question is whether it had
constructive knowledge; that is, whether it failed to act with reasonable
diligence to discover and prevent the violations. The judge concluded that
Stahl had constructive knowledge “that its safety program was ineffective or
improperly communicated.” He predicated his decision on the fact that Stahl was
previously cited for similar violations. For the following reasons, we reverse,
finding that the Secretary failed to establish that Stahl had constructive
knowledge of these violations.
An
inquiry into whether an employer was reasonably diligent involves several
factors, including the employer's obligation to have adequate work rules and
training programs, to adequately supervise employees, to anticipate hazards to
which employees may be exposed, and to take measures to prevent the occurrence
of violations. Precision Concrete Constr., 19 BNA OSHC 1404, 1407, 2001
CCH OSHD ¶ 32,331, p. 49,552 (No. 99-707, 2001).
With
regard to the first factor, Stahl has work rules requiring the use of both eye
protection and fall protection. Stahl’s rule on fall protection requires that
safety harnesses be worn and workers be tied off at any unprotected position
above six feet. The Secretary asserts that Stahl’s rule is not specifically
tailored for roofing, that it should cover what equipment should be used under
what conditions, and that it should include pictures. However, the rule
reflects the requirements of the cited standard. See, e.g., El Paso
Crane & Rigging Co., 16 BNA OSHC 1419, 1425 n.6, 1993-95 CCH OSHD
¶ 30,231, p. 41,621 n.6 (No. 90-1106, 1993) (employers must model
rules on applicable requirements). We therefore find no inadequacy in Stahl’s
safety rule covering fall protection. Similarly, Stahl’s rule covering eye
protection states that safety glasses are required for employees performing any
operation that may present the hazard of eye injury, such as driving nails.
Again, that rule covers the situation cited here by the Secretary. Although the
Secretary criticized its placement in the section dealing with work clothes,
she has not asserted that it is inadequate to protect employees. Based on these
two safety rules, it is clear that Stahl anticipated the hazards contemplated
by the cited standards and formulated rules to prevent employee exposure to
them.
The
record also shows that the rules were adequately communicated to Stahl’s
employees. Stahl’s safety manager, who had taken OSHA’s construction safety
course and received fall protection training from the manufacturer of the
safety equipment Stahl uses, described in detail how he trains every new
employee before the employee is put on the payroll. He gives the applicant a
copy of Stahl’s safety policy and goes over every safety rule, with the help of
an interpreter, if necessary. He then demonstrates how to use the safety
equipment that is issued to all new employees. Before being hired, the applicant
must demonstrate the use of the equipment and sign an acknowledgment form
agreeing to obey Stahl’s safety rules. In addition, Stahl periodically holds
company-wide safety meetings, which include all supervisors and roofers, and
weekly “toolbox” meetings at which safety issues are discussed, including
materials provided by the company’s insurance carrier. Stahl’s supervisors also
independently conduct safety meetings with their crews. The record establishes
that the two employees involved in the violations here recently attended
toolbox meetings at which eye protection and fall protection were discussed.
Stahl
also has a program of progressive discipline for any employee who violates its
safety rules, beginning with an oral reprimand and progressing through a
written reprimand, docking pay, and termination. While there is some
flexibility based on the severity of the violation and the attitude of the
employee being corrected, the record indicates that the progression is
followed. Oral warnings are not documented, so it is unclear how many of them
have occurred. However, written warnings are recorded, and exhibits in the
record documenting Stahl’s enforcement show that employees have been fined and
terminated. The Secretary has not shown what more Stahl should have done with
regard to
enforcement. The
record also shows that Stahl provided adequate supervision. The Secretary
argues that adequate supervision was impossible because Stahl’s supervisors
were “spread incredibly thin across a dauntingly large territory.” We find little support for this claim. Stahl’s supervisors are
expected to visit each worksite at least once a day, and the record indicates
that they come close to meeting this goal. In addition, Smith, the safety
manager, visits ten to fifteen sites a week, and the safety director, who is
also the company president, makes unannounced visits to worksites during the
week. The Secretary argues that Stahl should have provided more supervision,
but she failed to specify how much would be necessary to assure compliance,
what additional measures Stahl should have taken, or how Stahl’s supervision
was insufficient. See Trinity Marine Nashville, Inc., 19 BNA OSHC
1015, 1017, 2000 CCH OSHD ¶ 32,158, p. 48,527 (No. 98-144, 2000), rev’d
on other grounds, 275 F.3d 423 (5th Cir. 2002).
The
thrust of the Secretary’s argument seems to be that the very fact the
violations occurred proves Stahl’s supervision was inadequate. However, an
“employer’s duty is to take reasonably diligent measures to inspect its
worksite and discover hazardous conditions; so long as the employer does so, it
is not in violation simply because it has not detected or become aware of every
instance of a hazard.” Texas A.C.A., Inc., 17 BNA OSHC 1048, 1051,
1993-95 CCH OSHD ¶ 30653, p. 42,527 (No. 91-3467, 1995) (emphasis in
original). “Where the evidence fails to show that the employer should have
perceived a need for additional monitoring or that such an effort would have
led to the discovery of instances of employee misconduct, increased supervisory
efforts to monitor employee compliance are not required.” Dover Elevator Co.,
16 BNA 1281, 1287, 1993-95 CCH OSHD ¶ 30,148, p. 41,480 (No. 91-862,
1993).
In
determining whether Stahl should have perceived the need for additional monitoring,
we note that the employees involved had good safety records and had not
previously been found in violation of Stahl’s safety rules. They were using
fall protection and eye protection when Scherer inspected the worksite the
previous afternoon and one of them was tied off for most of the OSHA
inspection. Although Stahl’s safety manager, Smith, had not yet inspected this
particular site, he had inspected this crew at other sites and found the
employees always using their safety equipment. The crew’s work history
therefore gave Stahl no notice that greater supervision was necessary.
“Insisting that each employee be under continual supervisor surveillance is a
patently unworkable burden on employers.” New York State Elec. & Gas
Corp. v. Secretary, 88 F.3d 98, 109 (2d Cir. 1996).
The
Secretary argues that there is too little documentation of Stahl’s disciplinary
program to demonstrate diligent enforcement. The record simply does not support
this claim. On the contrary, the evidence before us shows that Stahl’s fall
protection rules were being enforced. We note, in particular, that the very
afternoon following OSHA’s morning inspection, both noncomplying employees were
given written reprimands and fined, and one of them was subsequently terminated
for committing a second safety violation. Thus, the record shows that Stahl
disciplined its employees “on the few occasions when it found them violating
safety rules.” Kerns Bros. Tree Svc., 18 BNA OSHC 2064, 2070, 2000 CCH
OSHD ¶ 32,053, p. 48,006 (No. 96-1719, 2000).
We
also find little merit to the Secretary’s claim that, under the circumstances
here, Stahl’s two prior citations from 1998, both of which were withdrawn, gave
Stahl notice that its safety program was inadequate. As discussed above, the
Secretary has failed to show that Stahl was not reasonably diligent in
addressing fall and eye protection hazards at its worksites. In other words,
the Secretary has not shown that Stahl’s safety program at the time of the
current inspection was inadequate. In the settlement agreements, the Secretary
withdrew the citations, and Stahl stipulated that it would conduct additional
fall protection training for its supervisors, stressing the importance of
frequent supervisory inspections of its worksites. Our review of the record
shows that the training was conducted, and we find nothing to indicate that the
other commitment was not fulfilled as well.
OSHA’s
area director testified that a company’s history of accidents is an important
factor to consider when evaluating the effectiveness of its safety program.
Here, the record shows that Stahl had no accidents resulting from a failure to
use fall protection or eye protection. In fact, in its one “near miss,” a
serious fall was averted because the employee was tied off when a gas line
explosion nearby blew him off his feet. We also consider the fact that, on the
questionnaire Stahl sends to builders asking for evaluations of its crews, the
first question is about safety. Several completed forms were introduced into
evidence, and the evaluations unanimously indicated that Stahl’s employees used
fall protection, eye protection, and other personal protective equipment.
The
Secretary argues that because Stahl’s employees are paid according to the
amount of roofing they install, Stahl had notice that there was an incentive to
ignore the rules. However, there is no evidence that employees actually
disregarded safety rules because of the method by which their pay was
calculated. We see no basis in the record to find that Stahl’s method of
calculating pay had a negative effect on employee safety.
We
find that the Secretary has not carried her burden of proving that Stahl failed
to exercise reasonable diligence. Accordingly, we conclude that the knowledge
element of the Secretary’s burden of proof has not been established and that
both items must be vacated.
Docket No. 00-1637
Background
On
August 9, 2000, the same compliance officer involved in the previous case was driving
past a residential construction site near Mead, Colorado, when he observed what
appeared to be safety violations at two different houses under construction. At
one house, two individuals were on the roof without fall protection. At the
other, several employees were on a scaffold that did not appear safe. The
compliance officer elected to inspect the scaffold first because a larger
number of individuals were exposed, and when he returned to the other house
after that inspection, he found the two men still on the roof. He asked them to
come down but had difficulty communicating with them because they did not speak
English and he did not speak Spanish. At that point, two other individuals
arrived at the site, one of whom identified himself as Armando Robles. Robles
said that the crew’s safety harnesses were in his vehicle because he was
bringing them from a previous job. Robles was able to get the two men to come
down from the roof, and the compliance officer took their names: Juan Iuzuuza
and Oscar Ortiz.
The
compliance officer estimated it was about half an hour from the time he first
saw the men on the roof until Robles got them down, and he also estimated that
they were exposed to a fall of 22 feet from the edge of the roof to the ground.
Based on these observations, OSHA cited Stahl for a violation of the
construction safety fall protection standard at 29 C.F.R.
§ 1926.501(b)(13), the same standard at issue in the other case. Stahl
contested the citation, and Judge Goldstein affirmed the citation as part of
the same discussion of the previous case. Again, Stahl asserts that it should
not be held responsible for the violation because it had no knowledge of it.
At
the hearing, the compliance officer described Robles as “the foreman” and said
that Robles admitted he knew the two men should have been wearing fall
protection. Because Robles spoke English and had the crew’s equipment in his
vehicle, the compliance officer apparently assumed that he was in charge of the
crew, but the evidence does not support that assumption. Robles denied that he
had ever indicated he was a foreman, and the record establishes that Robles was
not a supervisor. Any knowledge he may have had, therefore, cannot be imputed
to Stahl. Cf. Access Equip. Sys., 18 BNA OSHC 1718, 1726, 1999 CCH OSHD
¶ 31,821, p. 46,782 (No. 95-1449, 1999) (knowledge of supervisor can be imputed
to employer).
Robles
was one of a three-man crew that included Oscar Ortiz and Jorge Sanchez, all
roofers. They had begun work on the house in question two days earlier, on
Monday, August 7, 2000. After working there for one day, they were assigned to
a site in Denver and worked there Tuesday and Wednesday morning. About 11:00
Wednesday morning, August 9, the crew reached a point where it had to stop work
because other trades had to take equipment and fixtures into the house through
the roof. Wanting to continue working, the crew decided to return to the Mead
site and finish there. The crew put its equipment in Robles’ car, and Robles
and Sanchez went in that car, while Ortiz took his own vehicle. Ortiz arrived
at the Mead site before Robles and Sanchez.
Both
locations were in the territory of one supervisor, Robert Reinhard, who had
inspected the crew at the Mead site on Monday, and at the Denver site on
Tuesday and Wednesday mornings. Reinhard did not know that the crew had moved
from the Denver site to Mead until he was informed about the OSHA inspection.
He became the field superintendent for that area on July 31, 2000, little more
than a week before the inspection, and his predecessor, Brian Bridgitte, had
told him this was one of Stahl’s better crews. Reinhard was unaware that Ortiz,
who was hired May 19, 2000, and given Stahl’s safety training, had been given a
written warning by field supervisor Leonard Woodyard on July 13, 2000, for not
wearing safety equipment and was warned that his next violation would result in
a deduction from his pay.
As
noted, Ortiz was one of the two individuals observed on the roof by the
compliance officer. The other person identified himself as Juan Iuzuuza, but
Stahl did not have an employee by that name. The third member of the three-man
crew, Sanchez, traveled with Robles and arrived after the compliance officer
attempted to interview the two individuals he had observed on the roof. It
therefore appears that Iuzuuza was not a Stahl employee.
Discussion
Because
no supervisor was present when the violation occurred, Stahl lacked actual
knowledge of the violation. As in the previous case, the question is whether
the Secretary established that Stahl had constructive knowledge that the
violation was likely to occur because it failed to exercise reasonable
diligence to prevent it. Although the facts presented here make this a closer
case, we find that the Secretary has not met her burden to show constructive
knowledge.
As
discussed above, the Secretary failed to establish that Stahl was not
exercising reasonable diligence at the time of the June citation. However, the
circumstances of this case raise greater concerns about Stahl’s safety program
because the June citation should have alerted Stahl that its training and
enforcement may not be completely effective. We find, however, that given the
steps Stahl took after the June citation, the Secretary has not shown that
Stahl knew or should have known that even greater efforts were necessary. The
two employees involved in the June violations were given written warnings and
their pay was docked the day of the subject inspection. One of them was
subsequently fired when he was found committing a second violation. In
connection with the August violation, Ortiz was given a written reprimand and
was fined more than the others because he had a prior warning. Ortiz accepted the
fine and had no further violations at the time of the hearing. This is not a
case where Stahl began its enforcement efforts only after it was cited in these
cases. The record shows that it had consistently issued written reprimands and
fines before the two citations here. Cf. Precast Services, Inc.,
17 BNA OSHC 1454, 1455-56, 1995-97 CCH OSHD ¶ 30,910, pp. 43,035 (No.
93-2971, 1995) (unpreventable employee misconduct affirmative defense; employer
introduced no evidence of pre-inspection discipline), aff’d, 106 F.3d
401 (6th Cir. 1997) (unpublished).
The
fact that his current supervisor not only was unaware that Ortiz had recently
been written up for a safety violation but had been told that this was a good
crew by his predecessor is a matter of concern to us because it suggests a lack
of communication within the company regarding safety violations. While Reinhard
was not a field supervisor at the time of Ortiz’ first violation, his
predecessor should have included that information in his critique of the crew.
Nonetheless, the record shows that Ortiz was given a written reprimand for the
earlier violation and also fined for the instant violation, demonstrating that
Stahl was in fact detecting violations and enforcing its rules.
Under
these circumstances, we find the Secretary has failed to carry her burden of
showing that the steps taken by Stahl fell short of reasonable diligence. We
therefore find that the Secretary has failed to prove knowledge and vacate this
item.
Conclusion
For
the reasons set out above, we vacate both items alleged in the citation in
Docket Number 00-1268 and the single item in Docket Number 00-1637.
/s/
W.
Scott Railton
Chairman
/s/
Thomasina
V. Rogers
Commissioner
/s/
James
M. Stephens
Commissioner
SECRETARY OF LABOR, |
|
Complainant, |
|
v. |
OSHRC Docket Nos. 00-1268 &
00-1637 |
STAHL ROOFING, INC., |
|
Respondent. |
|
APPEARANCES:
Susan
J. Willer, Esq. and Andrea Christensen Luby, Esq., Office of the Solicitor,
U.S.
Department of Labor, Kansas City, Missouri
Rodney
L. Smith, Esq., Sherman & Howard, Denver, Colorado
Before: Administrative
Law Judge Sidney J. Goldstein
DECISION AND
ORDER
In
these two cases the Secretary of Labor seeks to affirm two citations issued by
the Occupational Safety and Health Administration to Stahl Roofing, Inc. for
the alleged violations of safety regulations adopted under the Occupational
Safety and Health Act of 1970. The matters arose after a compliance officers
for the Agency inspected Respondent’s worksites in Denver and Littleton,
Colorado, concluded that the company was in violation of safety standards
related to the roofing industry, and recommended that the citations be issued.
The employer disagreed with the citations and filed notice of contest. After
complaints and answers were filed with this Commission, the parties request
that the matters be consolidated for the purpose of hearing was granted, and
they will be disposed of in this one report.
Documents
in the record disclose that on February 27, 1998, a representative of the
Administration inspected a Littleton, Colorado roofing worksite of the
Respondent. After the visit the Agency issued a citation to the company for the
alleged violation of a safety regulation found at 29 CFR §1926.501(b)(13) which
provides that each employee engaged in residential construction activities six
feet or more above floor levels be protected by guardrail systems, safety nets
or personal fall arrest systems. The citation charged that the company at its
Littleton worksite had employees who did not use fall protection or other
alternative measures when falls could exceed six feet.
When
the Respondent advanced the defense of employee misconduct the parties entered
into a settlement agreement whereby the Administration withdrew the citation,
and the Respondent agreed to conduct refresher fall protection training for all
its field supervisors and to stress the importance of frequent on-site
supervision training to assure that required fall protection is consistently
maintained.
Again,
on March 6, 1998, an Administration inspector visited a Respondent roofing
worksite in Denver, Colorado, and concluded that the company violated a safety
regulation which provides that each employee on a steep roof with unprotected
sides and edges six feet or more above the ground be protected from falling by
guardrail systems with toeboards, safety net systems or personal fall arrest
systems. The citation alleged that Respondent’s employees engaged in the
application of roofing shingles were exposed to falls of approximately 30 feet
and harnesses were not attached to lifelines. The Respondent advanced the same
defense of employee misconduct as in the previous citation, and substantially
the same settlement agreement was entered into by the parties wherein the
Administration withdrew the citation and the Respondent made the same promises
as contained in the Littleton matter.
The
current controversies involve subsequent inspections at company worksites in
Loveland and Mead, Colorado.
At
the hearing an Agency safety officer testified that on June 2, 2000, he
inspected a Loveland worksite of the Respondent, observed violations of two
safety regulations, and recommended that a two-item citation be issued. Item 1
alleged that the Respondent violated the regulation at 29 CFR §1926.102(a)(1)
in that eye and face protective equipment was not used when machines or
operations present potential eye or face injury. The regulation provides that
employees shall be provided with eye and face protection equipment when
machines or operations present potential eye or face injury from physical
agents. Item 2 of the citation stated Respondent’s employees at the Loveland site
were observed roofing a house with ground to eaves height of approximately 23
feet without the use of guardrail systems with toeboards, safety net systems,
or personal fall arrest systems in violation of the same regulation as in the
March 8, 1998 Denver inspection.
Again,
on August 9, 2000, the same official visited a Respondent’s worksite in Mead,
Colorado. There he observed two Respondent’s employees at a roof edge about 22
feet above ground without fall protection. According to the inspector one
employee, who identified himself as a foreman, told him that the workers used
fall protection at another worksite; that he was aware fall protection was
needed; and that the equipment was in his car. As a result, the Administration
issued another citation to the company for the alleged violation of the same
regulation as shown in the February 27, 1999 citation.
The
Respondent’s president, supervisor, field and safety manager, custom tile
division supervisor and roofer testified on its behalf. Summarized, they stated
that company policy requires fall protection and safety glasses when
appropriate. There is also a safety program which includes safety meetings and
training. The Respondent made sure that its employees understood its safety policy,
and instructions were given in Spanish, if necessary. All roofers were
furnished with safety equipment and instructed in its use. Although the company
policy was to inspect jobs daily to assure safety compliance, supervisors could
not visit all worksites daily due to their location.
The
Respondent does not deny that on the inspective occasions its employees were
working on roofing projects without proper fall and eye protection as charged.
Nevertheless, the company argues in its posthearing brief that the citations
should be dismissed because the Secretary failed to prove that it had actual or
constructive knowledge of the alleged violative conditions. Alternatively, the
alleged violations were the result of unpreventable employee misconduct.
As
pointed out by Respondent, in order to sustain a serious violation, the
Secretary must bear the burden of proving four elements: (1) that the
appropriate health and safety standard applies; (2) the employer failed to
comply with the standard; (3) employees had access to the violative condition
and (4) the employer had knowledge or constructive knowledge of the condition.
The knowledge may be satisfied by proof either that the employer actually knew,
or with the exercise of reasonable diligence, could have known, of the
violative condition. Constructive knowledge may be predicated on the employer’s
failure to establish an adequate safety and health program to detect hazards.
In
its brief the Respondent argues that the Complainant did not establish the
fourth item in that there was no proof that the Respondent company had
knowledge or constructive knowledge of the conditions. There can be no question
that the Respondent received a citation after the February 27, 1998 inspection informing
it that its personnel were working without the proper fall protection. When the
Respondent entered into the settlement agreement, it had at least constructive
knowledge of this situation when it agreed to stress the importance of frequent
on-site supervision training to assure that required fall protection is
consistently maintained.
Further,
when the Respondent received a citation on March 11, 1998, in connection with
an inspection at one of its worksites, it was again reminded that its workers
were found without proper fall protection. The Respondent was alerted to the
shortcomings of its safety program when it entered into the same type of
settlement agreement as in the prior citation. I therefore conclude that the
Respondent had at least constructive knowledge that its safety program was
ineffective or improperly communicated because two citations were issued to the
company before the citations under current review were forwarded to it.
The
Respondent also advances the defense of employee misconduct. The Commission has
ruled that to establish this defense the employer must prove that it
established work rules to prevent the reckless behavior or unsafe condition
from happening; that it adequately communicated the rule to its employees; that
it took steps to discover incidents of noncompliance; and that it effectively
enforced the rule whenever employees transgressed it. Further, the employee
conduct or exposure must have resulted from “idiosyncratic” “demented,” or
“suicidal behavior.”
In
the current cases there appears to be a pattern of employee disregard of the
safety belt workplace rule; Respondent’s safety program was, therefore,
ineffective. Inasmuch as multiple violations occurred, I conclude that the
employer’s workplace safety rules were inadequately communicated and not always
effective.
This
is not a matter of a single employee acting in violation of safety rules. Where
a number of workers are operating in danger zones, the Respondent has failed to
establish the defense of unpreventable employee misconduct
.
In
conclusion, with respect to OSHRC Docket No. 00-1268, I find:
1. That
the Respondent was in violation of the regulation found at 29 CFR
§1926.102(a)(1),
and the recommended penalty of $1,250.00 is AFFIRMED.
2. That
the Respondent was in violation of the regulation found at 29 CFR
§1926.501(b)(13),
and the recommended penalty of $1,250.00 is AFFIRMED.
With
respect to OSHRC Docket No. 00-1637, I find:
3. That
the Respondent was in violation of the regulation found at 29 CFR
§1926.501(b)(13),
and the recommended penalty of $1,125.00 is AFFIRMED.
/s/
Sidney
J. Goldstein
Judge,
OSHRC
Dated: April 4,
2001